Disclosure of shareholdings
Below disclosure notifications are in accordance with Article 20 of the Swiss Federal Act on Stock Exchanges and Securities Trading (SESTA).
Art. 20 para. 1 SESTA states that if a person or group subject to the disclosure obligation attains, falls below or exceeds the threshold of 3, 5, 10, 15, 20, 25, 33 1/3, 50 or 66 2/3 percent of the voting rights in a company incorporated in Switzerland whose securities are listed, the person or group is obliged to make a notification in writing to the company (issuer) and the stock exchange no later than four trading days after the creation of the obligation to notify (conclusion of a contract).
The publication on the webpage of the SIX Exchange Regulation shall prevail.
Date |
Shareholder |
Voting rights % |
Reasons |
Find out more |
|
4 Oct 11 |
BlackRock, Inc | 3.09 | Acquisition | Disclosure notification |
| 5 Aug 11 | Franklin Resources, Inc. | 5.13 | Acquisition | Disclosure notification |
| 21 Jun 11 | Swiss Re Ltd | 7.84 | Acquisition of own shares (Completion of Exchange Offer) | Disclosure notification |
| 18 Jun 11 | Warren E. Buffet and Berkshire Hathaway Inc. | 3.10 | Acquisition (Acceptance of Exchange Offer) | Disclosure notification |
| 17 Jun 11 | Franklin Resources, Inc. | 4.81 | Acquisition (Acceptance of Exchange Offer) | Disclosure notification |
| 17 Jun 11 | Dodge & Cox | 3.48 | Acquisition (Acceptance of Exchange Offer) | Disclosure notification |
| 16 Jun 11 | MFS Investment Management | 3.16 | Acquisition (Acceptance of Exchange Offer) | Disclosure notification |
Swiss Re Ltd shares (SREN) replaced Swiss Reinsurance Company Ltd shares (RUKN) in the Swiss Market Index (SMI) on 23 May 2011.
Date |
Shareholder |
Voting rights % |
Reasons |
Find out more |
| 13 Dec 11 | Swiss Re Ltd | 100 | Acquisition (Squeeze-out of remaining publicly held shares) | Disclosure notification |
| 17 Jun 11 | Dodge & Cox | <3.00 | Disposal (Acceptance of Exchange Offer) |
Disclosure notification |
| 16 Jun 11 | MFS Investment Mangement | <3.00 | Disposal (Acceptance of Exchange Offer) |
Disclosure notification |
| 16 Jun 11 | Franklin Resources, Inc | <3.00 | Disposal (Acceptance of Exchange Offer) |
Disclosure notification |
| 15 Jun 11 | Warren E. Buffet and Berkshire Hathway, Inc. | <3.00 | Disposal (Acceptance of Exchange Offer) |
Disclosure notification |
| 15 Jun 11 | Swiss Re Ltd | 98.03 | Acquisition (Acceptance of Exchange Offer) | Disclosure notification |
| 11 Jun 11 | BlackRock, Inc | <3.00 | Disposal (Acceptance of Exchange Offer) |
Disclosure notification |
| 10 May 11 | MFS Investment Mangement | 3.08 | Acquisition | Disclosure notification |
| 29 Mar 11 | Brandes Investment Partners, L.P. | <3.00 | Disposal (Acceptance of Exchange Offer) |
Disclosure notification |
| 17 Feb 11 | Franklin Resources, Inc | 4.34 | Intra-group transfer | Disclosure notification |
| 3 Feb 11 | Franklin Resources, Inc | 4.35 | Intra-group transfer | Disclosure notification |
2010 |
||||
| 22 Dec 10 | Franklin Resources, Inc | 4.29 | Intra-group transfer | Disclosure notification |
| 17 Dec 10 | Franklin Resources, Inc | 4.30 | Intra-group transfer | Disclosure notification |
| 11 Nov 10 | Warren E. Buffet and Berkshire Hathway, Inc. | 3.04 | Holding post expiration of a Convertible Perpetual Capital Instrument | Disclosure notification |
| 9 Nov 10 | Swiss Reinsurance Company Ltd | 8.74 | Acquisition of own shares | Disclosure notification |
| 23 June 10 | Brandes Investment Partners, L.P. | 3.04 | Acquisition | Disclosure notification |
2009 |
||||
| 17 Dec 09 | BlackRock, Inc | 3.97 | Acquisition | Disclosure notification |
| 28 Mar 09 | Warren E. Buffet and Berkshire Hathway, Inc. | 36.11 | Intra-group transfer of a Convertible Perpetual Capital Instrument | Disclosure notification |
| 13 Mar 09 | Berkshire Hathaway, Inc. | 36.11 | Acquisition of conversion rights via a Convertible Perpetual Capital instrument |
Disclosure notification |
| 13 Mar 09 | Swiss Reinsurance Company Ltd | 34.18 | Sale of conversion rights via a Convertible Perpetual Capital instrument |
Disclosure notification |
2008 |
||||
| 12 Dec 08 | Franklin Resources, Inc | 3.11 | Acquisition | Disclosure notification |
| 6 Nov 08 | Dodge & Cox | 3.05 | Acquisition | Disclosure notification |
| 29 Sept 08 | The Capital Group Companies | <3.00 | Disposal | Disclosure notification |
| 22 Sept 08 | The Capital Group Companies | 3.01 | Disposal | Disclosure notification |
| 09 Jun 08 | The Capital Group Companies | 4.89 | Disposal | Disclosure notification |
| 02 Jun 08 | Credit Suisse Group | <3.00 | Disposal of purchase rights | Disclosure notification |
| 02 Jun 08 | Credit Suisse Group | 3.16 | Acquisition of purchase rights | Disclosure notification |
| 28 May 08 | Credit Suisse Group | <3.00 | Disposal of purchase rights | Disclosure notification |
| 15 May 08 | Credit Suisse Group | 3.04 | Acquisition of purchase rights | Disclosure notification |
| 15 May 08 | Credit Suisse Group | <3.00 | Disposal of acquisition and sale rights | Disclosure notification |
| 14 May 08 | Credit Suisse Group | 3.03 | Acquisition of purchase and sale rights | Disclosure notification |
| 7 May 08 | Credit Suisse Group | 3.195 | Acquisition of purchase rights | Disclosure notification |
| 6 May 08 | UBS Fund Management Switzerland AG | <3.00 | Disposal | Disclosure notification |
| 6 May 08 | UBS Fund Management Switzerland AG | 3.28 | Acquisition | Disclosure notification |
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